Asset Management Compliance Officer

CHE - Pfäffikon
03.07. | Position with re­spon­si­bil­i­ties | 100%

Asset Management Compliance Officer

Asset Management Compliance Officer

LGT Capital Partners is a leading alternative investment specialist with USD 60 billion in assets under management and more than 550 institutional clients in 37 countries. An international team of over 500 professionals is responsible for managing a wide range of investment programs focusing on private markets, liquid alternatives and multi-asset class solutions. Headquartered in Pfaeffikon (SZ), Switzerland, the firm has offices in New York, Dublin, London, Paris, Vaduz, Dubai, Beijing, Hong Kong, Tokyo, Sydney and Frankfurt.


  • Challenging role providing advice and support to LGT Capital Partners’ institutional asset management business on a broad range of compliance and regulatory topics;

  • Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;

  • Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the laws at all times;

  • Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;

  • Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;

  • Preparation and execution of regular Compliance trainings for employees;

  • Participation in various projects;

  • Monitoring tasks.

Unsere Anforderungen

  • Master degree in law or economics;

  • Minimum of 3-5 years working experience in an sset management compliance role;

  • Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;

  • Cross border distribution know-how (UCITS, AIF and structured products);

  • Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) desirable;

  • Excellent command of English and German, any additional language is a plus;

  • Detail-orientated and self-driven person with ability to work independently;

  • Energetic, flexible and capable of working under time constraints.


If you are interested in becoming an integral part of a successful alternative investment management team in an international, multicultural working environment we will be pleased to get to know you soon.
For further information please contact us.

Florian Fischer
LGT Capital Partners AG, Pfaeffikon
Human Resources


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Florian Fischer

Senior HR Manager
LGT Capital Partners Ltd.
+41 55 415 96 17

Position with re­spon­si­bil­i­ties, 100%


LGT Bank (Schweiz) AG


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