Senior Compliance Specialist - Asset Management

 — Lausanne
22.11. | Employee | 100%

Client:
Our client is a Swiss-owned independent asset management company active in alternative investments - to include real estate, private debt and private equity investments as well as  infrastructure.  Well-established, highly successful and growing!  They offer a highly successful and entrepreneurial working environment for an experienced compliance/legal/risk specialist. 

Senior Compliance Specialist - Asset Management

Client:
Our client is a Swiss-owned independent asset management company active in alternative investments - to include real estate, private debt and private equity investments as well as  infrastructure.  Well-established, highly successful and growing!  They offer a highly successful and entrepreneurial working environment for an experienced compliance/legal/risk specialist. 

Senior Compliance Specialist - Asset Management
1229

Position:
Are you an in-house-counsel, compliance professional or a senior consultant in law looking for a fresh challenge in a flatter structure?  Perhaps you are in one of these sorts of roles at a Big 4 company today and keen to be more visible in a smaller structure offering a broader role?       

Primarily supporting the compliance function, you will be working alongside a small team of 3. This is a broad role coming in at a senior level, in this relatively flat structure. 

The role will include, but not limited to, the following tasks:
  • Monitoring and analysing of relevant regulatory developments and setting up implementation concepts
  • Responsible for the internal control system and eventually support the risk management function
  • First contact person for external counsel 
  • Preparation and execution of compliance trainings for employees
  • Developing, maintaining and reviewing of delegated legal documents 
  • Participation in various projects as regards new products, cross-border markets and ad-hoc requests from the Board of Directors 
  • Preparation and follow up of internal and external audits
Profile:
  • Master University degree in law, compliance, ecomomics or banking/finance
  • CAS and/or Fund Academy qualification a strong plus
  • A minimum of 5 years+ experience in an asset management compliance role (those from private banking compliance/legal also considered if you meet all the criteria)
  • Excellent knowledge of Swiss and European fund regulations a must e.g CISA, MiFID II etc
  • Seasoned in Swiss and European AML standards enabling to prepare MLRO approval
  • FINMA and/or CSSF authorisations as Conducting Officer a strong plus
  • Experience in other, finance related regulations such as FATCA, cross border, automatic exchange of information and GDPR
  • A team player with a strong ability to work independently as well as adaptability and flexibility
  • Able to manage stress and a strong sense for priorities
  • Fluency in German, French and English - all 3 languages an absolute must
#AML #fund regulations  #CISA, FISA, FINIA  #AIFMD, MiFID II  #in-houselawyer #riskmanagement #assetmanagement #institutionalclients #compliance

FINDERS SA

Avenue du Théâtre 7Lausanne

Industry

Human resources / Personnel services

Year of foundation

1990

FINDERS SA

Avenue du Théâtre 7Lausanne

Industry

Human resources / Personnel services

Year of foundation

1990
Salary

Salary Check

Take advantage of the jobup.ch service to find out how much you earn as Compliance officer.

This website uses cookies to ensure you receive the best service. Further information can be found in our Terms and Conditions and in the Privacy Policy.