Senior Compliance Officer

Finders SA — Geneve
12.07. | Employé | 100%

Client:
Our client is one of the largest Private Banking and Asset Management group in the world.  Family-owned, the bank has years of experience in the management of sizeable sums of assets. An extremely strong and long-established presence in Switzerland as well as internationally.  They are diligent both in terms of their service to clients as well as being recognised as an excellent employer who value their staff and offer a structured and rewarding career path.

Senior Compliance Officer

Client:
Our client is one of the largest Private Banking and Asset Management group in the world.  Family-owned, the bank has years of experience in the management of sizeable sums of assets. An extremely strong and long-established presence in Switzerland as well as internationally.  They are diligent both in terms of their service to clients as well as being recognised as an excellent employer who value their staff and offer a structured and rewarding career path.

Senior Compliance Officer
1205

Position:
As an experienced generalist, you will be joining a busy team of 6 covering all aspects of Swiss banking and international compliance.   

In this role, you would be responsible for:
  • Participation in the process of opening and updating accounts  as well as periodic reviews (PEPs and high risk clients) 
  • Supporting the Front as regards MLA, the MLO, the CBD and internal directives
  • Control, clarification and validation of higher-risk transactions as well as those related to sanctions (transactional monitoring)
  • Preparation and presentation of specific investigation reports to management and/or to the various committees
  • Advice on compliance matters to various internal clients
    Collaboration on projects at Swiss bank and group level
  • Analyse and review of reputational, regulatory, political and geopolitical risks of the markets covered by the bank and reporting to compliance management
 
Profile:
  • At least 8 years+ experience in Compliance, Risk Managment or Audit from a Swiss banking institution
  • Relevant university degree as well as a training in Compliance
  • Used to a heavy and demanding, generalist compliance caseload
  • Excellent knowledge and experience in general banking regulations (MLA / MLO, CDB etc)
  • Strong communication skills, able to "face off" to front office as well as a diplomatic team player with common sense
  • Fluent French and English; German would be an asset but not essential.  Other very useful languages could include: Russian, Arabic, Spanish or Portuguese for example
  • Swiss resident ompulsory