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Compliance Officer Operations

11 mai | Employé | 100%

Compliance Officer Operations

Faire carrière au sein du Groupe Lombard Odier est une source de fierté. Nous avons pour mission de préserver et de faire fructifier le patrimoine de nos clients. Mais nous ne le faisons pas à n’importe quel prix. La durabilité est au cœur de tout ce que nous faisons et nous prenons soin du patrimoine de nos clients comme nous nous occuperions du nôtre. Nous nous efforçons de protéger les actifs de nos clients sur le long terme et ceci grâce à notre expertise et notre maîtrise de l’innovation, toujours en accord avec notre philosophie « Rethink Everything ». Notre succès repose sur nos collègues. Du jeune diplômé au cadre supérieur, les personnes que nous employons sont à différentes étapes de leur vie. Tous partagent une même ambition : remettre en question le statu quo, faire preuve d’imagination et offrir de nouvelles perspectives. Bank Lombard Odier & Co Ltd in Geneva is looking for a candidate to fulfil the following mission statement: Compliance Officer Operations YOUR MISSION: Periodic (at least annually) review and (as applicable) update of the methodology to conduct due diligence on infrastructure clients, as well as any related policy and procedure; Yearly performance of the due diligence process on each infrastructure client on a risk-based approach and in close collaboration with the relevant T&O CRM (includes: review of negative news, review of a filled LO questionnaire, review of Wolfsberg Questionnaire, review of ISSA questionnaire, review of infrastructure client profile in Swift KYC Registry - as applicable); Review of overall transactional activity of infrastructure clients on a risk-based approach in the context of the yearly due diligence; Administration of the Swift Compliance Analytics, Correspondent Monitoring tools and review, processing of the transactional alerts as well as periodic reports on inbound/outbound traffic generated by the system in collaboration with the T&O CRMs and the relevant infrastructure clients; Administration, periodic review and fine tuning of the monitoring parameters of the Swift Compliance Analytics/Correspondent Monitoring tools in collaboration with IT Compliance; documentation of the applicable parameters and results of fine tuning/testings; Collaboration with Compliance-Sanctions on any relevant matters (due diligence on infrastructure clients, potential exposure risks at the level of cash or securities transactions); Acting as the key point of contact of T&O CRMs in relation to infrastructure clients compliance matters; Follow up and implementation of regulatory developments in relation to correspondent banking, banking custody, fund dealing and outsourcing related regulatory developments, as applicable to the infrastructure clients business; Perform FIRCOSOFT sanctions controls (conduct any necessary further investigation in order to release payments); Where necessary, provide compliance advice in relation to the Payment Processing Team for complex cases; Assist Compliance IT and Compliance Sanctions in the fine tuning of FIRCOSOFT algorithms; Assist External Asset Managers (EAM) Compliance in performing EAM screening / check of the documentation in the on boarding phase and during annual reviews; Support the EAM Compliance officer in performing annual EAM reviews (including “EAM à la CP”). DESIRED PROFILE : A minimum of 3 to 5 years of banking experience; Compliance background experience in : due diligence of financial intermediaries or correspondent banking compliance a clear plus; experience in compliance to the support of operations a clear advantage; Good understanding of banking business, products and services (private banking services an advantage); Very good understanding of AML/CFT/sanctions requirements; Good understanding of legal and operational processes in interbanking relationships a plus; Previous experience with SWIFT KYC Compliance Analytics and Swift KYC Registry a plus; Knowledge of market data environment and suppliers and the financial management of these (Bloomberg, Reuters, etc.); Fluent in French and English; Proactive, engaged, self-starter and conscientious; Resident in Switzerland. Should you recognise yourself in this mission statement, we would be happy to receive your application via our Internet site. It will be handled in the strictest confidence. réf. : aam Si vous vous reconnaissez dans ce profil, n’hésitez pas à postuler. Nous serons ravis de vous lire.